環球通簽證移民事務所

NOC 11103 證券代理,投資交易商和經紀人 (Securities Agents, Investment Dealers And Brokers)

目錄

簡介 Intro

證券代理商和投資商為個人投資者,養老基金經理,銀行,信託公司,保險公司和其他機構購買和出售股票,債券,國庫券,共同基金和其他證券。經紀人代表證券投資商在證券交易所購買和出售股票,債券,商品期貨,外匯及其他證券。他們受僱於投資公司,證券經紀公司,股票和商品交易所及證券業其他機構。

Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.

隨著經驗積累,可能晉升到相關管理崗位。
Progression to related management positions is possible with experience.

主要職責 Main Duties

證券代理商和投資商執行部分或全部下列職責:Securities agents and investment dealers perform some or all of the following duties:

經紀人執行部分或全部下列職責:Brokers perform some or all of the following duties:

任職要求 Employment Requirements

所有職稱 All Titles

不包括職稱 Exclusions

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