环球通签证移民事务所

NOC 11103 证券代理,投资交易商和经纪人 (Securities agents, investment dealers and brokers)

目录

简介 Intro

证券代理商和投资商为个人投资者,养老基金经理,银行,信托公司,保险公司和其他机构购买和出售股票,债券,国库券,共同基金和其他证券。经纪人代表证券投资商在证券交易所购买和出售股票,债券,商品期货,外汇及其他证券。他们受雇于投资公司,证券经纪公司,股票和商品交易所及证券业其他机构。

Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.

随着经验积累,可能晋升到相关管理岗位。
Progression to related management positions is possible with experience.

主要职责 Main Duties

证券代理商和投资商执行部分或全部下列职责:Securities agents and investment dealers perform some or all of the following duties:

经纪人执行部分或全部下列职责:Brokers perform some or all of the following duties:

任职要求 Employment Requirements

所有职称 All Titles

不包括职称 Exclusions

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